Our Qualifications

Cetera Advisor Networks LLC

  • Is an industry leader with a client-centered philsophy that encourages long-term relationships
  • Provides compliance oversight, guidance and training to your financial professional
  • Gives your financial professional access to a wide variety of quality products and services
  • Gives your financial professional access to unbiased research so that important information about products can be shared with you
  • Has more than 1,400 branch offices in the United States and Puerto Rico
  • A member of the Securities Investor Protector Corporation (SIPC); securities in your account protected up to $500,000. 
    For details visit

Your Financial Professional

  • Partners with you to make informed financial management decisions
  • Works hard to understand you and your unique set of circumstances, needs and objectives
  • Determines specific investment alternatives based on both your current and long-term goals and objectives
  • Concentrates on effectively pursuing your goals using a full-service planning approach*
  • Reviews your financial strategy with you to ensure changes in personal and economic conditions are properly addressed
  • Updates you on the status of your investment portfolio

Pershing, LLC

  • A well-established leader in the industry; one of the largest New York Stock Exchange member securities clearing firms
  • Gives your financial professional access to securities listed on all major exchanges, including the New York Stock Exchange, the American Stock Exchange, most regional exchanges and over-the-counter market
  • Executes and clears all exchanged and over-the-counter securities transactions as agent for, and on the instruction of, Cetera Advisor Networks LLC
  • Custodian of accounts introduced by Cetera Advisor Networks LLC
  • A renowned business partner who provides the assurance of stability

*Advisrory services may only be offered by Investment Advisor Representatives in connection with an appropriate Cetera Advisor Networks LLC, advisory services agreement and disclosure brochure provided.